Pursuant to Section15a of the German Securities Trading Act (WpHG), the members of the Management Board and of the Supervisory Board of Gerresheimer AG are obliged to disclose the acquisition or disposal of Gerresheimer shares to the company and to the German Financial Supervisory Authority (BaFin) that exceed a total of €5,000 by the end of the respective calendar year. In addition to purchases and sales of Gerresheimer shares, dealings in derivatives of Gerresheimer shares must also be disclosed (e.g. acquisition or disposal of options or warrants to Gerresheimer shares). There is also a disclosure duty for:
- Persons who hold management positions at Gerresheimer AG and regularly have access to insider information and are authorised to make important decisions;
- Person who are in a close relationship to the aforementioned persons (e.g. spouses, persons in a civil union, dependent children and relatives who have been living in a shared household with the aforementioned persons for at least one year, but also legal persons or entities with whom or with which the aforementioned persons carry out management duties, as well as legal persons/entities, companies and organisations that are controlled, either directly or indirectly, by a person whose dealings must be disclosed).