Voting Rights Announcements

Overview of Voting Right Announcements

Voting Rights Announcements

According to section 21 et seq. of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG) capital market participants are obliged to notify the listed company (issuer) and the German Federal Financial Supervisory Authority (BaFin) in question of the percentage of their holdings of voting rights as soon as these rise above or fall below certain thresholds (3%, 5%, 10%, 15%, 20%, 25%, 30%, 50% and 75%) as a result of buying or selling shares in the company or in any other way.
In addition to direct holdings of voting rights, since 20 January 2007 capital market participants have also been required to file notifications when they hold certain financial instruments with which shares can be acquired. In this case, however, the opening threshold is 5%.
Changes in voting rights must be reported to the issuer and to BaFin without delay – but within four trading days at the latest.
(source: BaFin)

The standard form for notifications of major holdings can be downloaded from BaFin’s website. Gerresheimer’s address for notifications of voting rights is as follows:

Gerresheimer AG
Corporate Investor Relations
Klaus-Bungert-Str. 4
40468 Düsseldorf
Germany
Telefax: +49 211 6181 121

Pursuant to section 26 paragraph 1 WpHG, Gerresheimer AG is obliged to publish the notifications relating to voting rights that it has received pursuant to sections 21, 22 WpHG.

Please find below the notifications received by the company since June 2007.
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